Short Description (Role Purpose)
Reviews and evaluates compliance issues/concerns within the organization and ensures that the management and employees are complying with relevant Laws and Regulations, and company s policies and procedures.
Job Accountabilities & Activities
Corporate Risk Management
• Identify and update regulatory requirements
• Identify and update company commitment with third party.
• Perform regular risk assessment for all identified requirement and commitment.
• Adhere to the annually approved budget as cascaded through line manager.
Audit Implementation and Report generation
• Execute annual compliance inspection plan
• Conduct compliance review of Laws, Regulations, Policies, Procedures and standards.
• Report any deviations or violations of Laws, Regulations, Policies, Procedures, standards and unethical or improper conduct.
Stakeholder Relationship
• Liaise with Legal and respective Company (Compliance champion) to identify and update regulatory and third parties obligations.
• Follow up with stakeholder for resolution of open or pending observations.
• Communicate requirement and update already identified stakeholders.
Policies and Procedures
• Communicate compliance obligation with stakeholders and managements and ensure integration of compliance obligations in company policies and procedures.
Education & Certifications
• Bachelor s degree in Law, Business Administration or relevant field.
CCO, CME, CAMS,
Required Years of Experience
• A minimum of 5 years experience as a Compliance Officer or similar position.
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